Disclosures

Evergreen Advisors is the trade name for Evergreen Advisors, LLC. Evergreen Advisors’ subsidiaries and affiliates include Evergreen Advisors Capital who is a registered broker-dealer and a member of FINRA and SIPC that provides investment banking, private placement, merger, acquisitions and divestiture services. Check the background of Evergreen Advisors Capital on FINRA’s BrokerCheck.  The website is owned and operated by Evergreen Advisors, LLC.

The testimonials may not be representative of the experience of other customers and is not indicative of future performance or success.  Third party posts do not reflect the views of Evergreen and have not been reviewed by Evergreen for completeness or accuracy.

Important Information About Opening Your New Account And/Or Entering into a Business Relationship with Evergreen: To help fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person or corporation who opens an account and/or enters into a business relationship.

 

PRIVACY NOTICE

When you use Evergreen Advisors Capital, LLC as your broker-dealer or investment banker, you entrust us not only with your hard-earned assets but also with your personal and financial data. We consider your data to be private and confidential, and we hold ourselves to the highest standards of trust in their safekeeping and use.

We collect nonpublic personal information about clients such as you from the following sources:

• Information we receive from you on applications or other forms;
• Information about your transactions with us, our affiliates, or others, and
• If you visit our web site, we may collect information via a web server, often referred to as a “cookie.” Cookies indicate where a site visitor has been online and what has been viewed.

We do not disclose any nonpublic personal information about you except as permitted by law. Moreover, we will not release information about our customers or former customers unless one of the following conditions is met:

• We receive your prior written consent.
• We believe the recipient to be you or your authorized representative.
• We are required by law to release information to the recipient.

We only use information about you and your account to help us better serve your investment needs or to suggest services or educational materials that may be of interest to you.

To further protect your privacy, we maintain physical, electronic and procedural safeguards to guard your personal account information. We also restrict access to your personal and financial data to authorized Evergreen Advisors Capital, LLC associates who have a need for these records. We advise you not to send such information to us in non-secure e-mails.

OUR BUSINESS CONTINUITY PLAN

We have developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact and regulatory reporting.

Our business partners back up important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, we have been advised by our product partners that their objectives are to restore their own operations.

VARYING DISRUPTIONS

Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 24 hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within 24 hours. In either situation, we plan to continue in business and notify you how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will notify you of that determination.

If you have questions regarding our Business Continuity Plan, you may contact Info@evergreenadvisorsllc.com.